JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. This position reports directly into the CCO and will assist with all aspects of the compliance program. An ideal candidate will have prior equities compliance advisory or trade surveillance experience.
Day to day you will:
You should apply if you:
...Experience and Education Associate's Degree in Criminal Justice, forensic science, medicine/health care, or related field -AND- one (1)... ...Visual and muscular dexterity to operate: a motor vehicle, computer equipment, and two-way radio; Utilize two-way radio to hear...
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